Most SEC and State registered advisors were required to file their new ADV2 in plain English format along with their annual updating amendment due March 31, 2011.
A few states recognized the strain this change has put on advisors, regulators and others. The following states have extended their deadlines:
- Michigan (4/30/11)
- Connecticut (6/01/11)
- Colorado (6/30/11)
- Kentucky (7/01/11)
- Pennsylvania (9/30/11)
- Texas (3/31/11)
If you would like a sample client letter, please email us at Advisors@AdvisorAssist.com.
For more information on the ADV2, please visit the compliance section of AdvisorAssist.com at http://www.advisorassist.com/adv2.