April 22, 2013

New Jersey Releases Annual 2013 Adviser Examination

It's that time again. The New Jersey Bureau of Securities recently released its annual investment adviser examination questionnaire.

The questionnaire must be completed and submitted by May 9, 2013.

New this year, the 2013 NJ Questionnaire must be submitted electronically through the division's website. No mailed or emailed submissions will be accepted and will be considered deficient.

Instructions and a link to the examination can be found here: 2013 New Jersey Adviser Examination Instructions.

NOTE: Advisers are cautioned that they will be unable to save modified web forms, and are therefore urged to first print and complete by hand a copy of the sample examination found in Addendum A of the instructions. Documents that must be attached to the application should likewise be prepared in advance.


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