Financial Advisor Magazine reports that the SEC will begin conducting Cyber security exams for investment advisory firms by late September.
More at http://www.fa-mag.com/news/cyber-security-exams-coming-for-advisors--says-sec-16805.html?section=101
Financial Advisor Magazine reports that the SEC will begin conducting Cyber security exams for investment advisory firms by late September.
More at http://www.fa-mag.com/news/cyber-security-exams-coming-for-advisors--says-sec-16805.html?section=101Stay up to date on Advisor requirements with AdvisorAssist. We welcome you to stay in touch by connecting on our social media channels. | |
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