Chris Winn will be hosting a webinar on "SEC's New RIA Guidance On Social Media" at 4:00pm EST

SEC's New RIA Guidance On Social Media Friday, May 9 at 4 p.m. Eastern http://advisors4advisors.com/webinar-registration You must be a paying A4A member ($60 annually) to attend webinars, view replays, and receive CPA, CFP or IMCA CE credit. Join.  How do RIAs and their teams use social media without raising the risk of compliance problems? Last month, the SEC released new guidance for RIAs on the use of client testimonials in social media, clarifying what you can and cannot say and do. For instance, publishing a partial client list is okay, the SEC says, and SEC no longer maintains that a social profile with non-investment related commentary regarding an IAR, such as regarding an IAR’s religious affiliation or community service, may violate the testimonial rule.    At this webinar, Chris Winn will cover the current trends in social media regulation, including the SEC’s recent guidance to provide practical advice to navigate the social world in a compliant manner, including:    Current social media regulatory framework New SEC guidance When is an action a "testimonial"? Common social media mistakes made by IARs    Chris Winn is founder of AdvisorAssist, a management consulting firm focused exclusively on investment advisory firms. AdvisorAssist manages the start-up and transition to help firms get off to a good start. It also provides ongoing support on compliance, practice management and technology to aid in risk-managed growth. Services include strategy, transition management, registration, incubation, vendor selection and compliance program design. Advisors4Advisors is a continuing education sponsor for CFP, CPA, CIMA, CIMC, and CPWA professionals. CFP® and IMCA-accredited professionals receive professional education credit on 24/7 replays as well as live sessions held Fridays at 4 p.m. ET. CPAs must attend live sessions to receive CPE. View details. This webinar is pending eligibility for CFP®, IMCA® and PACE credit toward CLU® and ChFC® designations and it is eligible for CPA CPE credit. Who Should Attend: Financial Advisors, CFPs, CFAs, CPA/PFSs, CIMAs, CLUs and ChFCs. Cost: There is no fee to attend this course if you are a member of Advisors4Advisors ($60/year).CPE credit: 1 hour, in the Regulatory Ethics field of study Prerequisites: None Advanced Preparation: None Course Level: Overview Course Delivery Method: Group Internet-Based Program Policies: For more information regarding administrative policies such as refund, cancellation and complaint, please contact our offices at 516-333-0066 x219, or via email: admin@advisors4advisors.com. Advisors4Advisors is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.learningmarket.org. Advisors4Advisors is also approved as a continuing education sponsor by IMCA, which administers the CIMA and CPWA designations, and CFP Board of Standards, which licenses the designation for CFP® professionals. View webinars

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